K-12 Education: Highlights of the No Child Left Behind Act of 2001 (P.L. 107-110)







Prepared for Members and Committees of Congress



On January 8, 2002, the No Child Left Behind Act of 2001, legislation to extend and revise the
Elementary and Secondary Education Act (ESEA), was signed into law as P.L. 107-110. This
legislation extensively amended and reauthorized most federal elementary and secondary
education aid programs.
Major features of the No Child Left Behind Act of 2001 include the following: (a) states were
required to implement standards-based assessments in reading and mathematics for pupils in each
of grades 3-8 by the end of the 2005-2006 school year, and at three grade levels in science by the
end of the 2007-2008 school year; (b) grants are provided to states for assessment development;
(c) all states are required to participate in National Assessment of Educational Progress (NAEP) thth
tests in 4 and 8 grade reading and mathematics every second year; (d) states must annually
apply adequate yearly progress (AYP) standards, incorporating a goal of all pupils reaching a
proficient or higher level of achievement by the end of the 2013-14 school year, to each public
school, local education agency (LEA), and the state overall; (e) a sequence of consequences,
including public school choice and supplemental services options, must be implemented for
schools and LEAs that fail to meet AYP standards for two or more consecutive years; (f) ESEA
Title I-A allocation formulas have been modified to increase targeting on high-poverty LEAs and
to move Puerto Rico toward parity with the states; (g) by the end of the 2005-06 school year, all
paraprofessionals paid with Title I-A funds were to have completed at least two years of higher
education or met a “rigorous standard of quality”; (h) several new programs aimed at improving
reading instruction have been initiated; (i) teacher programs have been consolidated into a state
grant authorizing a wide range of activities including teacher recruitment, professional
development, and hiring; (j) states and LEAs participating in Title I-A were to ensure that
teachers meet the act’s definition of “highly qualified” by the end of the 2005-2006 school year;
(k) almost all states and LEAs are authorized to transfer a portion of the funds they receive
among several programs; (l) federal support of public school choice has been expanded in several
respects; (m) several previous programs have been consolidated into a state grant supporting
integration of technology into K-12 education; (n) the Bilingual and Emergency Immigrant
Education Acts have been consolidated into a single formula grant, with previous limits on the st
share of grants for specific instructional approaches eliminated; and (o) the 21 Century
Community Learning Center program has been converted into a formula grant with increased
focus on after-school activities.
ESEA programs are authorized through FY2008, and the 110th Congress is considering whether to
amend and extend the ESEA.






Introduc tion ..................................................................................................................................... 1
Major Provisions of the No Child Left Behind Act of 2001 (NCLB), P.L. 107-110.......................3
Aggregate Structure and Funding Levels of the NCLB............................................................3
Assessments, Adequate Yearly Progress Standards, and Outcome Accountability
Under ESEA Title I, Part A....................................................................................................4
Teacher and Paraprofessional Programs and Qualification Requirements................................9
Reading Programs...................................................................................................................10
Special Flexibility Authorities..................................................................................................11
Education for Limited English Proficient Pupils....................................................................12
Other ESEA Title I Provisions................................................................................................14
Other ESEA and Related Programs.........................................................................................17
Author Contact Information..........................................................................................................25






The No Child Left Behind Act of 2001 (NCLB), signed into law on January 8, 2002 (H.R. 1, P.L.

107-110), extended and amended the Elementary and Secondary Education Act (ESEA). ESEA th


programs are authorized through FY2008, and the 110 Congress is considering whether to
amend and extend the ESEA. This report outlines major highlights of the NCLB. Only the most
basic provisions of this act are briefly described in this report; other CRS reports provide more 1
specific and substantial analyses of the major provisions of the NCLB.
Major features of the NCLB include the following: (a) states were required to implement
standards-based assessments in reading and mathematics for pupils in each of grades 3-8 by the
end of the 2005-2006 school year, and at three grade levels in science by the end of the 2007-2

2008 school year; (b) grants are provided to states for assessment development; (c) all states are thth


required to participate in National Assessment of Educational Progress (NAEP) tests in 4 and 8
grade reading and mathematics every second year; (d) states must annually apply adequate yearly
progress (AYP) standards, incorporating a goal of all pupils reaching a proficient or higher level
of achievement by the end of the 2013-14 school year, to each public school, local education
agency (LEA), and the state overall; (e) a sequence of consequences, including public school
choice and supplemental services options, must be implemented for schools and LEAs that fail to
meet AYP standards for two or more consecutive years; (f) ESEA Title I-A allocation formulas
have been modified to increase targeting on high-poverty LEAs and to move Puerto Rico toward
parity with the states; (g) by the end of the 2005-06 school year, all paraprofessionals paid with
Title I-A funds were to have completed at least two years of higher education or met a “rigorous
standard of quality”; (h) several new programs aimed at improving reading instruction have been
initiated; (i) teacher programs have been consolidated into a state grant authorizing a wide range
of activities including teacher recruitment, professional development, and hiring; (j) states and
LEAs participating in Title I-A were to ensure that teachers meet the act’s definition of “highly
qualified” by the end of the 2005-2006 school year; (k) almost all states and LEAs are authorized
to transfer a portion of the funds they receive among several programs; (l) federal support of
public school choice has been expanded in several respects; (m) several previous programs have
been consolidated into a state grant supporting integration of technology into K-12 education; (n)
the Bilingual and Emergency Immigrant Education Acts have been consolidated into a single
formula grant, with previous limits on the share of grants for specific instructional approaches st
eliminated; and (o) the 21 Century Community Learning Center program has been converted
into a formula grant with increased focus on after-school activities.
Major provisions that were in the House- or Senate-passed versions of H.R. 1 (107th Congress)
but were not included in the final legislation include the Senate bill’s provisions for mandatory
funding at specified levels for Individuals with Disabilities Education Act (IDEA) Part B grants to
states, discipline provisions for children with disabilities, authorization for up to seven states to
eliminate a wide range of program requirements in return for increased accountability in terms of
pupil outcomes, and pest management in schools; and the provisions in both the House- and
Senate-passed versions for aggregate (i.e., not program-specific) performance bonuses or
sanctions, especially for states.

1 For current information on these reports, see http://www.crs.gov.
2 These requirements are in addition to an ongoing, previous requirement for assessments in reading and mathematics at
three grade levels.





Major features of the NCLB, as well as brief references to relevant provisions of previous law, are
compared in the following table.





Provision Previous Law No Child Left Behind Act
Structure of the ESEA: Prior to the NCLB amendments, the ESEA consisted of 14 titles. In As amended by the NCLB, the ESEA consists of nine titles and 45
number of programs and general, ESEA programs were authorized from FY1995 through authorizations of appropriations. Each authorization is for the period
titles, aggregate authorization FY1999, plus a one-year automatic extension provided under the FY2002 through FY2007. For FY2002, 16 out of 45 authorizations
and appropriation levels, General Education Provisions Act (GEPA). In terms of funding, there were for such sums as may be necessary; the remaining 29
major consolidations and were 57 line item appropriations for ESEA activities in FY2001, which authorizations were for specific amounts that totaled $26.3 billion.
repeals totaled $18.6 billion. In addition, there were 24 ESEA activities For the period FY2003 through FY2007, all but four authorizations
previously authorized that were not funded in FY2001. are for such sums as may be necessary. The four exceptions have
dollar amounts specified for each year—(1) Title I, Part A Grants to
LEAs; (2) Title IV, Part B 21st Century Community Learning Centers
(CCLC); (3) Title V, Part A Innovative Programs; and (4) the Fund for
iki/CRS-RL31284the Improvement of Education (FIE). For K-12 education activities outside of the ESEA, such as Education for Homeless Children and
g/wYouth or certain Indian education activities operated by the Bureau of
s.orIndian Affairs (BIA), the NCLB includes an additional six authorizations
leakof appropriations.
://wikiThe FY2002 appropriations enacted by P.L. 107-116 (Labor, Health and Human Services, Education and Related Agencies Appropriations
httpAct) included 45 line items for ESEA activities, for a total ESEA
appropriation of $21.9 billion. The 45 ESEA line items did not
completely correspond with the 45 authorizations of appropriations
for FY2002. Also, the single line item for the FIE included the
designation of specific appropriations for 15 separate activities, many
of which were funded as separate programs in FY2001.
Major consolidations and reorganizations of ESEA authority under the
NCLB included (1) Title I of ESEA, as amended by NCLB, was
expanded to include reading programs, school library programs, and
programs providing dropout assistance; (2) Title II authorizes a broad
program of teacher assistance, consolidating the former Eisenhower
Professional Development and Class Size Reduction programs, plus
math and science programs, and grants for technology activities; (3)
Title III combines several bilingual education programs and emergency
immigrant education assistance into a single state formula grant; (4) st
Title IV authorizes both the 21 CCLC and Safe and Drug-Free
Schools and Communities Act programs (although these are retained




Provision Previous Law No Child Left Behind Act
as separate programs); (5) Title V includes education block grants,
charter schools, magnet schools, and the FIE, which provides authority
for 21 specific program-like activities; (6) Title VI authorizes state
assessment grants and rural education programs; and (7) Title VII
authorizes Native American programs, Title VIII remains the Impact
Aid authority, and Title IX contains general provisions.
With regard to major repeals, the NCLB repealed only one K-12
program that had a sizable appropriation in FY2001—School Repair
and Renovation, first funded in FY2001 at $1.2 billion. It also repealed
a number of previously unfunded programs, including the former Title
XII, the School Facilities Infrastructure Improvement Act.
iki/CRS-RL31284Provision Previous Law No Child Left Behind Act
g/wAssessments Assessments under ESEA Title I (which were due to be implemented in In addition to previous assessment requirements, all states participating in
s.or2000-2001, although only a minority of states met this deadline) were ESEA Title I were required to implement standards-based assessments
leakrequired to be adopted in at least the subjects of mathematics and for pupils in each of grades 3-8 in reading and mathematics by the end of
reading/language arts; be aligned with state content and pupil performance the 2005-2006 school year. States must also develop and implement
://wikistandards; be administered annually to students in at least one of grades 3-5, 6-9, and 10-12; include all pupils in the grades being assessed who have assessments at three grade levels in science by the end of the 2007-2008 school year.
httpattended schools in the LEA for at least one year; involve multiple
approaches; assess higher order thinking skills; and produce results Annual grants to states for assessment development are authorized, and states could delay administration (but not development) of the expanded
disaggregated by gender, racial and ethnic groups, English proficiency assessments (above) one year for each year that minimum amounts are
status, migrant status, disability status, and economic disadvantage. not appropriated for this purpose (the minimum amount has been
appropriated for each of FY2002-06).
Pupils who have been in U.S. schools for at least three years must be
tested (for reading) in English, and states must annually assess the English
language proficiency of their limited English proficient (LEP) pupils.
Assessments must be of “adequate technical quality for each purpose
required under [this] Act,” and grants are authorized for the
development of enhanced assessments. The Department is to contract
with an independent organization for a study of the assessments and
accountability policies used by states to meet Title I requirements.
All participating states are required to participate in National Assessment thth
of Educational Progress (NAEP) tests in 4 and 8 grade reading and




Provision Previous Law No Child Left Behind Act
mathematics to be administered every two years, with costs paid by the
federal government. In addition, the statutory provisions authorizing
NAEP were amended to enhance consistency with the NCLB
requirements, and to: provide that pupils in home schools may not be
required to participate in NAEP tests; prohibit the use of NAEP
assessments by agents of the federal government to influence state or
LEA instructional programs or assessments; provide for review of
complaints about NAEP tests; and specify that at least two members of
the National Assessment Governing Board must be parents who are not
employed by any educational agency.
Adequate Yearly States were to select AYP standards and apply these to participating LEAs Previous requirements for state-developed AYP standards have been
Progress (AYP) and schools; there was no requirement for AYP standards for states substantially expanded in scope and specificity. Such standards now have
standards overall. Schools and LEAs could limit the application of these standards to to be applied specifically to economically disadvantaged pupils, limited
the specific pupils served by Title I. The previous statutory provisions English proficient (LEP) pupils, pupils with disabilities, and pupils in major
regarding AYP standards were relatively broad and vague. There was no racial and ethnic groups, as well as all pupils, in each public school, LEA,
explicit requirement for a specific focus on any high need or other pupil and states overall. They have to incorporate a goal of all pupils reaching a
group; and no requirement that the standards incorporate a goal of all proficient or advanced level of achievement by the end of the 2013-14
iki/CRS-RL31284pupils reaching a proficient level of achievement by any specific future date. In practice, there was wide variation among states in the nature and school year.
g/wapparent rigor of their standards. In general, a “uniform bar” approach must be employed: states are to set
s.ora threshold percentage (of pupils at proficient or advanced levels) each
leakyear that is applicable to all pupil subgroups. The “uniform bar” must generally be increased once every three years, although in the initial
://wikiperiod it must be increased after two years. The minimum level for the “uniform bar” in the initial period is to be based on the greater of the
httppercentage (of pupils at proficient or advanced levels) for the lowest-
achieving pupil group or the threshold percentage for the lowest-
performing quintile of schools statewide in the base year (2001-2002).
Averaging of scores over 2-3 years is allowed. Under a “safe harbor”
provision, a school that does not meet the standard AYP requirements
may still be deemed to meet AYP if it experiences a 10% reduction in the
gap between 100% and the base year for pupil groups that fail to meet
the “uniform bar.”
For a school to meet AYP standards, 95%+ of relevant pupils must be
assessed.




Provision Previous Law No Child Left Behind Act
Outcome States were required to identify LEAs, and LEAs to identify schools, which While participating states are required to establish and apply AYP
accountability under failed to meet AYP standards for 2 consecutive years. Such schools and standards to all public schools and LEAs, a variety of actions must be
ESEA Title I (see also LEAs were to receive technical assistance. After the third year following taken only with respect to public schools and LEAs receiving grants under
“School choice” identification, corrective actions—which may include loss of funds or ESEA Title I-A. Schools that fail to meet AYP standards for 2 consecutive
below) reconstitution of school staff—were to be taken. However, most years must be identified as needing improvement; technical assistance is
corrective actions could not be taken until standards and assessments to be provided and public school choice must be offered to their pupils
were fully implemented, and no specific corrective action need be taken at by the next school year (unless prohibited by state law). LEAs are
any time. States could reserve up to 0.5% of grants for program generally required only to offer public school choice options within the
improvement. same LEA; however, if all public schools in the LEA to which a child might
States were to identify especially successful “distinguished schools” and transfer have been identified as needing improvement, then LEAs “shall, to the extent practicable,” establish cooperative agreements with other
“distinguished educators,” were authorized to use Title I funds reserved LEAs to offer expanded public school choice options.
for program improvement to support such schools and educators. LEAs
could also provide nonfinancial rewards to these schools and educators. If a school fails to meet the state AYP standard for 3 consecutive years,
The Secretary of Education was authorized to reduce administrative funds pupils from low-income families must be offered the opportunity to receive supplemental instructional services from a provider of their
to states which failed to establish standards and assessments under ESEA choice. States are to identify and provide lists of approved providers of
Title I. such supplemental instructional services, which might include public or
iki/CRS-RL31284In addition, FY2001 appropriations legislation required the provision of private schools, non-profit organizations, or commercial firms, and
g/wpublic school choice options, within limits, to pupils attending schools monitor the quality of the services they provide. The amount spent per
s.oridentified as needing improvement. child for supplemental services is to be the lesser of the actual cost of the services or the LEA’s Title I-A grant per child counted in the national
leakallocation formula (approximately $1,400 on average for FY2005).
://wikiTransportation must be provided to pupils utilizing the public school
httpchoice option. LEAs are to use up to 20% of their Title I funds for transportation and supplemental services costs, although the grant to any
particular school identified for corrective action or restructuring may not
be reduced by more than 15%. LEAs are authorized to use Innovative
Programs grants (ESEA Title V-A) to pay additional supplemental services
costs. States are also authorized to use funds they reserve for program
improvement or administration under Title I-A, or funds available to
them under Title V-A, to pay additional supplemental services costs. If
insufficient funds are available to pay the costs of supplemental services
for all eligible pupils whose families wish to exercise this option, LEAs
may limit services to the lowest-achieving eligible pupils. The requirement
to provide supplemental services may be waived if none of the approved
providers offer such services in or near a LEA.
One or more of a specified series of “corrective actions” must be taken
with respect to schools that fail to meet AYP for 4 consecutive years;
these include replacing relevant school staff, implementing a new
curriculum, decreasing management authority at the school level,




Provision Previous Law No Child Left Behind Act
appointing an outside expert to advise the school, extending the school
day or year, or changing the internal organizational structure of the
school.
Schools that fail to meet AYP standards for 5 consecutive years must be
“restructured” by implementing one or more of the following “alternative
governance” actions: reopening as a charter school, replacing all or most
school staff, state takeover of school operations (if permitted under state
law), or other “major restructuring” of school governance.
Procedures analogous to those for schools apply to LEAs that fail to
meet AYP requirements. Both an increased state reservation (rising from
0.5% currently to 4% by FY2004) and a separate authorization of funds
are provided for school improvement grants.
ED is required to establish a peer review process to evaluate whether
states have met their statewide AYP goals. States that fail to meet their
goals are to be listed in an annual report to Congress, and technical
assistance is to be provided to states that fail to meet their goals for 2
iki/CRS-RL31284consecutive years.
g/wStates are to provide academic achievement awards to schools which
s.orsignificantly close achievement level gaps among different groups of pupils,
leakor which exceed AYP standards for 2 or more consecutive years.


://wiki
http


Provision Previous Law No Child Left Behind Act
School choice Under the ESEA, states and LEAs were authorized, but not required, to The ESEA, as amended, provides for increased public school choice
provide the option of intradistrict school choice to students attending opportunities by continuing or amending previous grant programs
schools that failed to meet Title I AYP requirements. Under the FY2001 supportive of the voluntary provision of school choice (Innovative
appropriations legislation (P.L. 106-554), LEAs were required to offer programs, the Public Charter Schools program, and the Magnet Schools
students attending schools identified for school improvement intradistrict program); and by authorizing discretionary grants under the new
public school choice. Additionally, the ESEA authorized the use of Title I Voluntary Public School Choice programs. It also provides for the
funds for choice programs limited to other Title I schools (although no mandatory provision of public school choice in instances where schools
Title I funds could be used for transportation). The ESEA also authorized fail to make AYP toward raising the proportion of students proficient on
grants supportive of school choice under the Magnet Schools Assistance, state academic assessments. If a school fails to make AYP for 2
Innovative Education Program Strategies, and Public Charter Schools consecutive years, students attending that school must be offered the
programs. opportunity to transfer to a successful school in the same LEA; if the
school fails for a third year, students must continue to be offered school
choice and also the opportunity to receive supplemental or tutorial
services. In such instances, the lowest achieving children from low-
income families must receive priority. Transportation must be provided
to pupils exercising public school choice options, and up to 20% of Title
I-A funds may be used for such transportation plus supplemental services.
iki/CRS-RL31284If a LEA fails to make AYP for 4 consecutive years, the state may require that students attending schools in that LEA be offered the opportunity to
g/wtransfer to a successful school in another LEA, with transportation
s.orprovided by the sending LEA. Finally, the ESEA now requires students
leakattending persistently dangerous schools, or who become a victim of
violent crime while at school, to be allowed to transfer to a safe public
://wikischool.
httpReports to parents Each school and LEA participating in ESEA Title I was to be reviewed Beginning in the 2002-2003 school year (with a one-year waiver
and the public annually. When standards and assessment systems were fully implemented, authorized under exceptional or uncontrollable circumstances), pupil
regarding school “individual performance profiles” were to be prepared and disseminated assessment results and certain other data for individual public schools,
system performance by LEAs for each participating school. “Statistically sound” achievement LEAs, and states overall must be reported to parents and the public.
data, disaggregated by pupil gender, race or ethnicity, as well as LEP, Report cards must generally include information on pupil performance
migrant, disability, and low-income status, were to be reported for each disaggregated by race, ethnicity, and gender, as well as disability, migrant,
school, LEA, and the state overall. English proficiency, and economic disadvantage status. The report cards
must also include information on pupil progress toward meeting any
other educational indicators included in the state’s AYP standards, plus
secondary school student graduation rates, the number and identity of
any schools failing to meet AYP standards, and aggregate information on
the qualifications of teachers. The report cards may include additional
information, such as average class size or the incidence of school
violence. LEA and school report cards are to be disseminated to parents
of public school pupils and to the public at large. Preexisting report cards
may be modified to meet these requirements.




Provision Previous Law No Child Left Behind Act
Teacher programs Federal support was provided through the Eisenhower Professional ESEA Title II, Part A replaced the Eisenhower and CSR programs with a
Development (ESEA Title II) and Class Size Reduction (CSR—annual new state formula grant program. Authorized uses of funds were
appropriations legislation) programs. The former was a formula grant substantively expanded beyond professional development and class size
program primarily supporting professional development for K-12 teachers. reduction, and include such activities as certification and tenure reform,
The latter was a formula grant program principally focused on reducing class merit pay, teacher testing, and training to integrate technology into the
sizes through the recruitment and hiring of new teachers. curriculum. National activities are separately authorized and include such
efforts as national teacher and principal recruitment campaigns, support
for advanced certification, professional development for early childhood
educators, and a national panel to study teacher mobility. The NCLB
includes new provisions to shield school employees (including teachers,
administrators, and school board members) from legal liability for actions
taken in official capacity to maintain school discipline. In addition, teacher
quality accountability requirements are newly applied under this
legislation (see below).
Teacher and Previously, the ESEA did not have specific requirements regarding teacher The NCLB requires LEAs participating in ESEA Title I, Part A to ensure
iki/CRS-RL31284paraprofessional quality. Teacher aides/paraprofessionals hired with ESEA Title I funds that, beginning in the 2002-03 school year, teachers newly hired with
g/wquality requirements generally had to have earned a high school diploma or equivalency within Title I, Part A funds are “highly qualified.” States participating in Title I-A
s.ortwo years of being hired. were to establish plans providing that all public school teachers statewide in core academic subjects will meet the bill’s definition of “highly
leakqualified” no later than the end of the 2005-2006 school year. Further,
://wikiLEAs receiving Title I Part A funds were to have a plan to ensure that all teachers are highly qualified by the end of the 2005-2006 school year.
httpUnder the NCLB, each LEA that receives Title I-A funding must ensure
that all aides or paraprofessionals newly hired with Title I-A funds after
the date of enactment of P.L. 107-110 either must have completed at
least two years of higher education, or must have both met a “rigorous
standard of quality,” and be able to show through a state or local
academic assessment that they have knowledge of reading, writing, and
math (or reading readiness, writing readiness, and math readiness) and
the ability to help with instruction in these subjects. Each LEA must also
ensure that, by the end of the 2005-06 school year, all paraprofessionals
paid with Title I-A funds have met those same requirements. These
requirements do not apply to paraprofessionals providing translation or
parental involvement services. The NCLB also delineates the types of
responsibilities Title I-A paraprofessionals can undertake.




Provision Previous Law No Child Left Behind Act
Mathematics and The Eisenhower Professional Development program (ESEA Title II) had a The NCLB authorizes a Mathematics and Science Partnership program
science education funding reservation for math and science professional development. (ESEA Title II, Part B). Eligible partnerships that include state educational
programs agencies, engineering, math, or science departments of higher education
institutions, and high need LEAs receive funds for various activities,
among them: professional development to improve math and science
teachers’ subject knowledge; math and science summer workshops;
recruitment of math, science, or engineering majors into teaching;
development of math and science curricula; and distance learning
programs for math and science teachers.
Provision Previous Law No Child Left Behind Act
Reading The Reading Excellence Act (REA), authorized by Title II, Part C of Reading First, authorized in Subpart 1 of ESEA Title I, Part B, replaced the REA. The
programs the ESEA, provided competitive grants to states. Authorized uses Reading First program authorizes both formula grants and targeted assistance
iki/CRS-RL31284of REA funds included professional training; providing supplemental reading support to K-3 students who needed extra help learning to (competitive) grants to states. For FY2002 and FY2003, 100% of funds, after national reservations, were to be allocated as formula grants to states, in proportion to the
g/wread; and supporting family literacy efforts. number of children, aged 5-17, from families with incomes below the poverty line.
s.orBeginning in FY2004, 10% of funds in excess of the FY2003 appropriation, or $90 million,
leakwhichever is less, is to be reserved for targeted assistance state grants. Authorized uses of
funds include establishing scientifically based reading programs for children in grades K-3;
://wikiproviding reading-related professional training; providing assistance in selecting or administering screening, diagnostic, and classroom-based instructional reading
httpassessments; providing assistance in selecting or developing effective instructional
materials; strengthening coordination among schools, early literacy programs, and family
literacy programs.
Early Reading First, another new program authorized in Subpart 2 of ESEA Title I, Part B,
is a competitive grant program with awards not to exceed five years. LEAs eligible for
Reading First grants, and public or private organizations serving preschool-aged children,
or combinations thereof, may apply for these grants. This program funds professional
training and provides preschool-aged children with more exposure to high-quality
language and literature-rich environments.




Provision Previous Law No Child Left Behind Act
School Library services and materials was one of several authorized uses Improving Literacy Through School Libraries, Subpart 4 of ESEA Title I, Part B, authorizes
library of funds under ESEA Title VI, Part C—Local Innovative Education formula grants to states, in proportion to awards states receive under ESEA Title I-A, if
programs programs. appropriations exceed $100 million; otherwise the program is to operate as a competitive
grant from the Secretary of Education to eligible LEAs. (Through FY2007, grants have
been awarded competitively.) Authorized uses of funds include acquiring up-to-date
school library media resources, including books; acquiring and using advanced technology;
facilitating Internet links and other resource sharing networks among schools and
libraries; providing professional development for school library media specialists; and
providing students with access to school libraries during nonschool hours.
In addition, use of funds by LEAs for library services and materials continues to be one of
several authorized activities under Local Innovative Programs, now contained in ESEA
Title V, Part A-3.
Provision Previous Law No Child Left Behind Act
iki/CRS-RL31284
g/wSpecial flexibility Ed-Flex (P.L. 106-25) authorized participating states to waive a wide range of requirements for ESEA and certain other state-administered programs. ESEA In addition to previous special flexibility authorities, Title VI, Part A-1 of the revised ESEA allows most LEAs to transfer up to 50% of their grants among
s.orprovisions Title I-A schoolwide programs allowed many requirements under most four programs—Teachers, Technology, Safe and Drug Free Schools, and the
leakfederal programs to be waived in schools where 50% or more of pupils were Innovative Programs Block Grant—or into (but not from) ESEA Title I, Part A.
from low-income families. Small, rural LEAs were granted authority to LEAs that have been identified as failing to meet state AYP requirements are
://wikicombine funds under selected ESEA programs. Finally, the former ESEA Title able to transfer only 30% of their grants under these programs, and only to
httpXIV authorized the Secretary of Education to waive many ESEA requirements activities intended to address the failure to meet AYP standards. States are
on a case-by-case basis. allowed to transfer up to 50% of their state activity funds among the first four
of these programs plus the 21st CCLC program. Funds that are transferred
must be used in accordance with all of the requirements of the program to
which they are transferred. (Note: The authority for ED to grant Ed-Flex
authority to states expired at the end of FY2004.)
Under a State and Local Flexibility Demonstration Act (ESEA Title VI, Part A,
Subpart 3), up to seven states, selected on a competitive basis, are authorized
to consolidate all of their state administration and state activity funds under
the Title I-A, Reading First, Even Start, Teachers, Technology, Safe and Drug st
Free Schools, 21 CCLC, and Innovative Programs Block Grant programs. The
consolidated funds can be used for any purpose authorized under any ESEA
program. The selected states are to enter into local performance agreements
with 4-10 LEAs (at least one-half of which must have school-age child poverty
rates of 20% or more), which may consolidate funds under the provisions of
the local flexibility authority described below. In addition, participating states
may specify the purposes for which all LEAs in the states use funds they




Provision Previous Law No Child Left Behind Act
receive under the ESEA Title V-A Innovative Programs block grant. This
authority will be granted for a period of five years; states will lose the authority
if they fail to meet state AYP requirements for 2 consecutive years. (As of
November 2007, no state participates in this “State Flex” program.)
Further, up to 80 LEAs (no more than three per state initially), plus the LEAs
that enter into agreements in states participating in the state flexibility
demonstration above, are allowed to consolidate all of their funds under the
Teachers, Technology, Safe and Drug Free Schools, and Innovative Programs
Block Grant programs, and to use these funds for any purpose authorized
under any ESEA program. The authority is to be granted for a period of five
years; LEAs will lose the authority if they fail to meet state AYP requirements
for 2 consecutive years. Under both the state and local flexibility
demonstration programs, several specified types of requirements—including
those regarding civil rights, fiscal accountability, and private school pupil and
teacher participation—may not be waived. (As of November 2007, no LEA
participates in this “Local Flex” program.)
The previous federal effort to increase funding and flexibility for small rural
iki/CRS-RL31284school districts will be continued and expanded to authorize funding for poor
g/wrural school districts (see “Rural education” section, below). The Title I-A
s.orschoolwide program eligibility threshold is reduced to 40%. Finally, the
leakprevious authority for the U.S. Secretary of Education to waive a variety of ESEA program requirements on a case-by-case basis is extended as Title IX,
://wikiPart D.
httpRural A Rural Education Achievement program was added to the ESEA by FY2001 The ESEA contains a revised Rural Education Achievement program (ESEA
education appropriations legislation. This program provided eligible LEAs (rural districts Title VI, Part B) that encompasses two separate programs—the Small, Rural
with small enrollment) with flexibility in the use of funds they received under School Achievement program, and the Rural and Low-Income School program.
specific ESEA authorities. The program also included a one-year authority The first program is a revised version of the program authorized under prior
(which was not funded) for separate grants to these LEAs. law. The second program, which is new, identifies another set of districts
(defined by low-income student population and rural location) and authorizes
the allocation of funds to states based on the enrollment in those districts.
Provision Previous Law No Child Left Behind Act
Education for The ESEA provided competitive grants for the education of LEP pupils The BEA and EIEP programs have been consolidated into a single formula
limited English under the Bilingual Education Act (BEA) and formula grants for the grant program (if appropriations for a given fiscal year reach or exceed $650
proficient (LEP) education of recent immigrant pupils under the Emergency Immigrant million, as has occurred each year beginning with FY2002). Grants are
pupils Education program (EIEP). The use of BEA funds for non-bilingual distributed to states based on the enrollment of LEP (80% of funds) and
instructional approaches was limited to 25% of grants. Additional assistance immigrant (20%) students. State enrollment estimates for these populations




Provision Previous Law No Child Left Behind Act
was authorized through Foreign Language Assistance program (FLAP) can be taken from either data available through the Bureau of the Census or
grants for two-way language programs that provide language instruction to data collected and submitted by SEAs, whichever the Secretary considers
native English speakers and LEP pupils. most accurate. No state is to receive a grant less than $500,000 and the grant
to Puerto Rico may not exceed 0.5% of the total available for state
allotments. Continuation awards have been provided to past recipients of
BEA instructional services and professional development grants. A 6.5% set-
aside provides additional support for a National Professional Development
Project and continued funding of the renamed National Clearinghouse for
English Language Acquisition and Language Instruction programs.
Within-state distribution of funds is based on the enrollment of LEP students
only, regardless of students’ immigrant status. However, states can reserve up
to 15% for grants to eligible entities—one or more LEAs, or one or more
LEAs in collaboration with an institution of higher education, a community-
based organization, or a SEA—containing schools that have recently
experienced large influxes of immigrant children. SEAs can reserve 5% of
funds for state activities such as professional development, planning,
evaluation, administration, and technical assistance. The minimum grant to an
iki/CRS-RL31284eligible entity (hereafter referred to simply as an LEA) is $10,000.
g/wParticipating LEAs and SEAs are subject to several accountability provisions
s.orand reporting requirements. At the end of every second fiscal year, LEAs
leakmust submit to their SEA a program evaluation that analyzes the progress made by students in the program as well as those who have moved out of the
://wikiprogram. This evaluation must report data on the number and proportion of LEP students participating in these programs and the subsequent academic
httpachievement of past program participants. SEAs must develop annual
measurable achievement objectives that reflect: (1) the amount of time an
individual child has been enrolled in a language instruction program; (2) annual
increases in the number or percentage of children learning English; and (3)
the number or percentage of students receiving waivers for reading or
language arts assessments. Exceptions to these objectives can be made for
LEAs that experience significant increases in the number of LEP and
immigrant children. SEAs that find LEAs failing to meet these objectives for 2
consecutive years must provide the LEA with technical assistance to develop
an improvement plan. LEAs found to be failing for 4 consecutive years can be
forced to modify their language instruction program, have their funds
withdrawn, and/or relevant personnel replaced by the SEA.
The FLAP was extended as one of several authorized activities under the
Fund for the Improvement of Education (see below).




Provision Previous Law No Child Left Behind Act
Allocation of ESEA In the allocation of funds to LEAs, the Title I-A statute authorized four In the allocation of Title I-A funds, the NCLB provides that an amount
Title I-A funds to different allocation formulas, and provided that all funds above the FY1995 equal to the FY2001 appropriation is to be allocated under each of the
states and LEAs level were to be allocated under the Targeted or Education Finance Basic and Concentration Grant formulas, and any increases are to be
Incentive Grant (EFIG) formulas. However, until FY2002, appropriations allocated under the Targeted Grant or EFIG formula. A hold harmless rate
acts prevented any funds from being used for these two formulas and, in of 85%-95% of previous year grants (the higher a LEA’s child poverty rate,
practice, all funds were allocated under the Basic (84% of funds in FY2001) the higher is the hold harmless percentage), previously applicable only to
and Concentration (16% of funds) Grant formulas. Basic and Targeted Grants, now applies to each of the four Part A
allocation formulas. In particular, the Concentration Grant hold harmless
provision applies to all LEAs, not just those which currently meet the
eligibility criteria for this formula, except that if a LEA fails to meet such
criteria for 4 successive years, then the hold harmless will no longer apply.
The relative share of funds allocated to Puerto Rico will increase over
time as a result of two amendments: (a) the minimum expenditure factor
for Puerto Rico will be increased in stages to full parity with the minimum
applicable to states by FY2007 (in FY2001 it was approximately 75% of the
iki/CRS-RL31284minimum for states); and (b) a cap on Targeted Grants to Puerto Rico is
g/wmarginally raised.
s.orState minimum grants are increased from up to 0.25% under current law
leakto up to 0.35%, but only with respect to appropriated funds above the
FY2001 level. The NCLB provides for the use of population data on
://wikischool-age children in poor families that is updated annually, rather than,
httpas previously, every second year (annual updates were applied beginning with FY2004).
Major changes were made to the EFIG formula. First, in the allocation of
funds to states, the population factor was changed from total school-age
children to the same count of poor and other children used to calculate
Basic Grants. Second, the state expenditure factor used in the other three
Part A formulas is included in the EFIG formula, although with somewhat
more narrow bounds (85% and 115% of the national average rather than
80% and 120%). Third, the EFIG formula now has a distinct intrastate
allocation formula, which is based in concept on the Targeted Grant
formula except that the degree of targeting will vary in three stages based
on a measure of disparities in spending per pupil among each state’s LEAs
(the greater the disparities, the greater is the degree of required targeting
within states).




Provision Previous Law No Child Left Behind Act
Title I migrant The ESEA Title I Migrant Education program (MEP) has provided formula The MEP remains largely unchanged. As with Title I-A grants, the
programs grants to SEAs for the development of programs targeted to migrant minimum expenditure factor for Puerto Rico is being increased in stages,
students. Grants have been distributed based on each states’ share of but for this program only to 85% of the minimum applicable to states (in
migratory children enrolled in school multiplied by a state expenditure FY2001 it was approximately 75% of the minimum for states).
factor.
Under the MEP, a migratory child has been defined as a person between
the ages of 3 and 21 who is, or whose parent or spouse is, a migratory
agricultural or dairy worker and who has moved from one school district
(or administrative area) to another to obtain temporary or seasonal
employment in the past 36 months. Children who travel more than 20
miles within a school district with land area larger than 15,000 square
miles to engage in seasonal fishing activity may also qualify as migratory
students. The enrollment estimates used in the formula were based on the
number of full-time students and the full-time equivalent number of part-
time students, as determined by the most accurate information available to
the U.S. Secretary of Education.
iki/CRS-RL31284Title I neglected and delinquent programs The ESEA Title I neglected and delinquent (N&D) program has provided grants to SEAs (Subpart 1) and LEAs (Subpart 2) for educational and The N&D program remains largely unchanged. As with Title I-A grants, the minimum expenditure factor for Puerto Rico is being increased in
g/wrelated services to neglected and delinquent children and youth. Formula stages, but for this program only to 85% of the minimum applicable to
s.orgrants have been based on the number of neglected and delinquent states (in FY2001 it was approximately 75% of the minimum for states).
leakchildren and youth in the state and a state expenditure factor. Local The Secretary is authorized to reserve up to 2.5% of Subpart 1 funds for
program funds may be distributed on either a formula or competitive basis technical assistance and development of techniques to evaluate program
://wikito LEAs with concentrations of eligible children and youth. Local programs effectiveness.


httpmay serve not only youth in institutions for the delinquent or community day programs, but also youth at-risk of dropping out of school.


Provision Previous Law No Child Left Behind Act
Comprehensive The Comprehensive School Reform program (CSRP) has provided grants The CSRP is explicitly authorized, with relatively few substantial changes,
School Reform to public elementary or secondary schools, to help pay the initial costs of as ESEA Title I, Part F. (While only the former ESEA Title I portion of the
program implementing comprehensive strategies for educational reform. The CSRP program is explicitly authorized under the NCLB, P.L. 107-116 provided
was linked to authorizations in Title I, Section 1502, and Title X, Part A, of an additional $75 million appropriation for FY2002 for CSRP grants as
the ESEA, although most of the provisions governing the program were formerly made under ESEA Title X-A.)
included in the FY1998 Department of Education Appropriations Act. The There is no longer any explicit reference to specific school reform models;
FY1998 appropriations legislation listed specific educational strategies however, several characteristics which eligible comprehensive school
which schools might seek CSRP grants to implement, although applicants reform models must exhibit are described (e.g., “provides high quality and
could propose alternative strategies, including locally developed programs, continuous teacher and staff professional development”). A priority is
which met specified general criteria. placed on assisting schools that have failed to meet AYP standards under
CSRP grants were allocated by formula to SEAs, which then selected Title I-A. Assisted school reforms must be based on “scientifically based
grantee LEAs and schools on a competitive basis. Funds for the Title I research and effective practices.” Up to 3% of appropriations may be
portion of the CSRP were allocated to states in proportion to their Title I-reserved for national quality initiatives, including public-private efforts to
A Basic Grants, while the Title X-A portion was allocated to states in help states, LEAs, and schools make informed decisions in evaluating and
proportion to their population aged 5-17. SEAs could use up to 5% of selecting comprehensive school reforms.
grants for administration, evaluation, and technical assistance. Grants to
individual schools were to be at least $50,000 per year, renewable for up
iki/CRS-RL31284to three years. Schools participating in the CSRP have been supported by a
g/wseries of technical assistance providers, and also have received technical
s.orsupport from organizations which develop and disseminate the instructional programs they adopt.
leak
Dropout programs The previous Title V, Part C of the ESEA authorized grants to LEAs and The Dropout Prevention program, ESEA Title I-H, authorizes grants to
://wikieducational partnerships for dropout prevention activities. However, no SEAs and LEAs for activities that help prevent school dropout and
httpfunding had been provided for this or predecessor authority since FY1995. encourage reentry. The procedures for allocating funds vary depending on the annual appropriation level. If appropriations are below $75 million (as
has been the case for each of FY2002-06), grants are awarded
competitively to SEAs and LEAs directly by ED. If appropriations exceed
$75 million but are below $250 million, ED would make competitive
grants to SEAs, which would then make competitive subgrants to LEAs.
Finally, if appropriations exceed $250 million, grants would be made by
formula to states (in proportion to Title I-A grants), with competitive
subgrants to LEAs. The program targets grants to schools that serve
grades 6-12 and have annual dropout rates that are above the state
average as well as middle schools that feed students into such high
dropout high schools. In addition, 10% of appropriations for Part H are to
be used at the national level for such activities as evaluation, technical
assistance, and establishment of a national clearinghouse on effective
practices.




Provision Previous Law No Child Left Behind Act
21st CCLC/After-school This program was originally authorized as Part I of Title X of the ESEA. The program was reauthorized in ESEA Title IV, Part B. The
programs The 21st CCLC provided competitive grants to LEAs for academic and reauthorized program is structured as a formula grant program to
other after-school programs. Local grantees were selected directly by ED. states, in proportion to the awards states received under Title I-A
Grant recipients could receive an award for up to three years and were for the preceding fiscal year. SEAs must award at least 95% of their
required to include at least four out of a broad array of potential activities state allotment to eligible local entities (defined as LEAs, CBOs,
to serve the local community. other public or private entities, or consortia of one or more of the
above) for a period of three to five years. This is a change from the
program as originally authorized, which only permitted schools or
consortia of schools (or LEAs operating on their behalf), to be st
directly awarded 21 CCLC grants. Funds may be used for before
and after school activities that advance student academic
achievement.
Educational technology ESEA Title III authorized a state formula grant (Technology Literacy The Enhancing Education Through Technology Act of 2001 (ESEA
Challenge Fund) plus several competitive/discretionary grant programs Title II, Part D) consolidated several technology programs
(e.g., Technology Innovation Challenge Grants) to expand access to, and authorized under prior law, including the Technology Innovation
iki/CRS-RL31284effective use of, educational technology. Challenge Grants and the Technology Literacy Challenge Fund.
g/wThis new authority awards funds by formula to states and, in turn,
s.orto LEAs and eligible local entities (half of these funds are to be awarded to LEAs by formula). At least 25% of an LEA’s funding
leakmust be used for professional development in the integration of
://wikiadvanced technologies into curricula and instruction. Other authorized activities for LEAs include increasing access to
httptechnology; using technology to connect schools and teachers with
parents and students; preparing teachers to serve as technology
leaders in their schools; and acquiring, expanding, implementing,
repairing, and maintaining technology. State activities include
distance learning, public-private initiatives for technology
acquisition, and development of performance measurements to
determine effectiveness of educational technology programs.
Among the other technology provisions authorized in the NCLB
are the following: continuation of a separate authorization for the
Ready-to-Learn Television program; inclusion of the Star Schools
program, Ready to Teach program (formerly Mathline), and the
Community Technology Centers in the Fund for the Improvement
of Education (see below); and transfer of the Preparing
Tomorrow’s Teachers to Use Technology to the Higher Education
Act.




Provision Previous Law No Child Left Behind Act
School safety ESEA Title IV authorized state formula grants and competitive grants for The NCLB amended and extended the Safe and Drug-Free Schools
school safety and anti-drug abuse programs. and Communities Act (SDFSCA) as Part A of Title IV—21st
Century Schools. State and local grants are funded for programs to
prevent student violence in and around schools and the illegal use
of alcohol, tobacco, and drugs. After funds reserved for outlying
areas, Indian youth, and native Hawaiian youth are distributed, the
remaining funds are distributed to the states by a formula of 50%
based on school-age population and 50% based on ESEA Title I-A
Concentration Grants for the preceding fiscal year. National
programs are authorized to continue aid to recruit, hire, and train
drug prevention and school safety program coordinators in schools
with notable drug and violence problems. Up to $2 million is to be
reserved for evaluating the national impact of the program, and
funds are authorized to continue the Safe Schools/Healthy Students
initiative, which is jointly funded with the Department of Health
and Human Services (HHS), and the Department of Justice. Grants
are permitted for LEAs and community-based groups to assist
iki/CRS-RL31284localities most directly affected by hate crimes.
g/wFunding for several new activities is authorized under national
s.orprograms, such as: establishing a national center for school safety to be jointly supported by ED and the Department of Justice for
leakemergency responses, school hotlines, consultations, and other
://wikischool safety activities; providing competitive grants enabling LEAs to develop and implement programs to reduce alcohol abuse in
httpsecondary schools; and awarding grants to eligible entities to assist
in creating and supporting mentoring programs for children with
greatest need.
Statutory provisions of the Gun Free Schools Act are incorporated
into the SDFSCA requiring states to have a law to expel for one
year any student bringing a weapon to school. In another provision
of the NCLB, a student who attends a persistently dangerous
public elementary or secondary school (as determined by a state in
consultation with the relevant LEA) or who becomes a victim of a
violent crime (determined by state law) while on school property is
allowed to transfer to a safe school, including a public charter
school, within the same local school district.




Provision Previous Law No Child Left Behind Act
Impact Aid Impact Aid (ESEA Title VIII) compensates LEAs for the “substantial and Unlike most other ESEA programs, Impact Aid had been revised
continuing financial burden” resulting from federal activities. These and reauthorized during the 106th Congress (i.e., previous to the
activities include federal ownership of certain lands as well as the NCLB) by Title XVIII (the Impact Aid Reauthorization Act of 2000)
enrollment in LEAs of children of parents who work and/or live on federal of P.L. 106-398 (Floyd D. Spence National Defense Authorization
land; for example, children of parents in the military and children living on Act for Fiscal Year 2001). P.L. 107-110 made technical changes in
Indian lands. sections dealing with federal lands, basic support payments, and
Section 8007(b) authorized facilities modernization grants from 60% of state equalization. In addition, the act modified provisions dealing with grants to address facilities emergencies and modernization
funds provided for Section 8007. Eligible LEAs had to have little or no needs (under Section 8007(b)—discussed below). Finally P.L. 107-
capacity to issue bonds or be defined as a ‘heavily impacted’ LEA under 110 authorized the act through FY2007.
Section 8003(b)(2), and had to qualify for funds under Section 8002
(related to payments for federal ownership of land)—i.e., those with Section 8007(b) was significantly modified to authorize: (a)
assessed property value per student below the state average, or having emergency, and (b) modernization grants from 60% of funds
children living on Indian land or children of military parents comprising at provided for Section 8007 to qualifying LEAs (and under certain
least 50% of their total enrollment, and having a school facility emergency. circumstances to individual schools) and sets out priorities for such
grants as follows: First, emergency grants for LEAs with “a school
facility emergency ... that poses a health or safety hazard,” that are
eligible for construction grant assistance under Section 8007(a), and
iki/CRS-RL31284that either have “no practical capacity to issue bonds,” have
g/w“minimal capacity,” or qualify for payments for certain heavily
s.orimpacted LEAs. Second, emergency grants for LEAs with somewhat more borrowing authority and somewhat less federal impact (i.e.,
leakat least either 40% of enrollment composed of children living on
://wikiIndian lands or children of parents in the military). Third, modernization grants for LEAs that receive Impact Aid assistance
httpand meet either the “no capacity,”or “limited capacity” criterion or
receive heavily impacted payments and have “facility needs resulting
from the presence of the Federal Government, such as the
enrollment of federally connected children, the presence of tax-
exempt Federal property, or an increase in enrollment due to the
expansion of Federal activities, housing privatization, or the
acquisition of Federal property.” And fourth, modernization grants
for LEAs meeting the same criteria as those under the second
priority for emergency grants (above). In addition to these eligibility
requirements, a grant must be matched by local contributions and
must not exceed $4 million during any four-year period. Certain
uses of grant funds are prohibited; for example, for athletic
facilities.




Provision Previous Law No Child Left Behind Act
Innovative programs (block Prior to the NCLB, the Innovative Education Program Strategies program As amended by NCLB, ESEA Title IV, Part A, authorizes the
grant) was authorized under ESEA Title VI, with many provisions similar to the Innovative Programs program, which is informally referred to as
new Innovative Programs authority. Formula grants were allocated to the “Education Block Grant.” Program purposes include support of
states, based on total population aged 5-17, except that no state received educational reform, implementation of reform and improvement
less than one-half of 1% of the total. At least 85% of the state grant was programs based on scientifically based research, support of
required to be distributed to LEAs, using formulas developed by the states educational innovation and improvement, assistance to meet the
which incorporated specified general factors. The maximum state educational needs of all students, and assistance to improve
administration allocation was 25% of the 15% state-level reservation. LEA educational performance.
uses of funds were limited to nine targeted assistance activities. The formula for allocating funds to states, and the provisions for
state-developed formulas for allocation to LEAs, were essentially
unchanged from previous law. Each state must allocate at least 85%
of its grant to LEAs, except that each state must distribute to LEAs
100% of any amount received in excess of its FY2002 state grant.
Remaining funds may be used at the state level to meet the
purposes of this program, except no more than 15% of the
remaining funds may be used for state administration.
iki/CRS-RL31284LEAs must use their grants to meet locally determined educational needs, as selected from a list of 27 innovative education assistance
g/wactivities specifically authorized under the program. LEA spending
s.ormust be tied to high academic achievement standards. Students
leakenrolled in private schools are eligible to participate in the benefits
of this program on an equitable basis. State applications must
://wikiprovide for, among other requirements, an annual report
httpsummarizing student achievement improvement.




Provision Previous Law No Child Left Behind Act
Technical assistance Provision of technical assistance to SEAs, LEAs, and schools by Several programs formerly authorized by the ESEA were
Comprehensive Regional Assistance Centers, a National Diffusion transferred by the NCLB (without major amendment) to the
Network, Eisenhower Regional Mathematics and Science Education Educational Research, Development, Dissemination, and
Consortia, and Technology-Based Technical Assistance providers was Improvement Act of 1994 (ERDDIA—Title IX of the P.L. 103-227).
authorized under ESEA Title XIII, Parts A through D. Technology-Based These included Comprehensive Regional Assistance Centers (Part
Technical Assistance was not a grant program; rather, it authorized the K of ERDDIA); National Diffusion Network (Part L); Eisenhower
Secretary to support the administration and implementation of ESEA. The Regional Mathematics and Science Education Consortia (Part M);
other three programs authorized discretionary grants, and two of these and Technology-Based Technical Assistance (Part N). A new Part J
programs were funded in FY2001—$28 million for Comprehensive of ERDDIA, Certain Multiyear Grants and Contracts, authorized
Regional Assistance Centers, and $15 million for Eisenhower Regional the Secretary to continue funding for Comprehensive Regional
Mathematics and Science Education Consortia. In addition, the Regional Assistance Centers and Eisenhower Regional Mathematics and
Technology in Education Consortia program was funded at $10 million in Science Education Consortia, as well as the Regional Technology in
FY2001. The National Diffusion Network had not been funded since Education Consortia (formerly Section 3141 of ESEA, but not
FY1995. extended by NCLB). To continue funding under Part J, these
programs must have been funded through multiyear grants and contracts that were in effect the day before the enactment of the
NCLB. Authority was extended on a year-to-year basis after the
iki/CRS-RL31284multiyear grants and contracts have expired. Unlike the six-year authorizations for ESEA programs, ERDDIA Part J authorized such
g/wsums as may be necessary for each year, indefinitely.
s.orEducation for Indians, Alaska Title IX of the ESEA authorized formula grants for supplemental education In reauthorizing Title IX of ESEA, the NCLB redesignates it as Title
leakNatives, and Native programs to LEAs and Bureau of Indian Affairs (BIA) funded schools, as VII, creates a demonstration program allowing LEAs and BIA-
://wikiHawaiians well as discretionary grants to Native Hawaiian and Alaska Native educational organizations, and to a wider range of entities for educational funded schools receiving formula grants to integrate those funds with other federal funds they receive for Indian children, and
httpimprovement for Indian children and adults. The Education Amendments consolidates the Native Hawaiian, Alaska Native, and several
of 1978 (P.L. 95-561), Title XI, Part B, authorized standards, distribution additional Indian programs into fewer programs.
formulas, administrative grants, and other programs for BIA-funded The NCLB reauthorized P.L. 95-561 and P.L. 100-297, amending
schools. The Tribally Controlled Schools Act of 1988 (P.L. 100-297) the former act to create a new accountability provision for BIA-
authorized tribes and tribal school boards operating BIA-funded schools funded schools, requiring that each school be accredited (or be a
to receive BIA grants, instead of contracts, for educational operations. candidate for accreditation) within two years, and setting various
corrective actions the Secretary of the Interior may take for
schools that are still unaccredited after that time. Accreditation
may be by tribal as well as regional or state accrediting agencies, as
long as the tribal accreditation is acknowledged by a state or
regional agency. The amendments also consolidated support
services in the BIA education office, increase tribal influence in
various matters, and require reports to Congress on BIA school
construction needs.




Provision Previous Law No Child Left Behind Act
Education for Homeless The McKinney-Vento Homeless Assistance Act, P.L. 100-77 as amended The NCLB extends the Education for Homeless Children and
Children and Youth (McKinney-Vento), authorized the Education for Homeless Children and Youth program, leaving most of the major provisions of the
Youth program under Subtitle B of Title VII. Formula grants were made to program in place. In particular, the key program policy states that
states in proportion to ESEA Title I-A grants to LEAs. States were homelessness alone is not sufficient reason to separate students from
required to use funds according to a state plan to ensure that homeless the mainstream school environment.” The state grant formula is
children and youth have access to a free, appropriate education equal to based on allocations made under ESEA Title I, Part A grants to
that provided to other children, and to remove existing barriers to LEAs, except that no state shall receive less than the greater of (a)
enrollment and educational services for homeless children and youth. $150,000; (b) one-fourth of 1% of the total appropriation; and (c)
The previous program discouraged but did not prohibit the use of funds the amount the state received in FY2001. Each state must allocate at least 75% of its grant to LEAs, except that it can retain up to
for separate schools or programs for the homeless. The statement of 50% if it is funded at the minimum state grant level.
policy said that “... homelessness alone should not be a sufficient reason to
separate students from the mainstream school environment ...” LEAs With certain exceptions for health and safety emergencies, states
were required to use funds to provide services to homeless children and are prohibited from using funds for either a separate school or
youth comparable to services provided to other children, and, “to the separate program within a school. However, a “grandfather” clause
maximum extent possible,” through existing programs and mechanisms allows the continuation of funding for separate schools that were in
that integrate homeless and nonhomeless students. States were required operation in FY2000 in four specified counties—San Joaquin,
to distribute at least 95% of their grants to LEAs, except that they could Orange, and San Diego Counties in California, and Maricopa
iki/CRS-RL31284retain at the state level up to 100% of the amount they received under County in Arizona. States and LEAs must assure that homeless
g/wthe program in FY1990. children and youth, including unaccompanied youth, can enroll and
s.orobtain services comparable to those provided other children and youth.
leak
Fund for Improvement of ESEA Title X-A authorized both grants for a wide variety of “nationally The FIE is reauthorized as ESEA Title V, Part D. This Part retains a
://wikiEducation (FIE) significant” educational activities, to be selected at the discretion of the broad authority for grants at the Secretary’s discretion, as well as
httpU.S. Secretary of Education, and grants for a number of specifically authorized educational programs, such as an elementary school counseling specific authority for support of specific educational activities in 21 Subparts, all under a single authorization of appropriations.


demonstration program and a partnerships in character education pilot
project. In addition, a number of grants for K-12 education activities
beyond those mentioned in ESEA Title X-A have been funded under this
broad authority in annual appropriations acts.


Provision Previous Law No Child Left Behind Act
Prohibitions against +federal Both the previous version of the ESEA and several other statutesIn addition to previous prohibitions against federal control of K-12
control particularly the Department of Education Organization Act (DEOA) and education, the NCLB: (a) states that the federal government may
the General Education Provisions Act (GEPA)—have prohibited federal anot “mandate, direct, or control a State, local educational agency,
control of numerous aspects of K-12 education policy. or school’s curriculum, program of instruction, or allocation of
State or local resources, or mandate a State or any subdivision
thereof to spend any funds or incur any costs not paid for under
this Act;” (b) provides that ED may not “endorse, approve, or
sanction any curriculum designed to be used in an elementary
school or secondary school”; (c) provides that no state “shall be
required to have academic content or student academic
achievement standards approved or certified by the Federal
Government, in order to receive assistance under” the ESEA; (d)
prohibits the use of any ESEA funds to “develop, pilot test, field
test, implement, administer, or distribute any federally sponsored
national test in reading, mathematics, or any other subject, unless
specifically and explicitly authorized by law”; (e) prohibits the use
of any ESEA funds for any “purpose relating to a mandatory
iki/CRS-RL31284nationwide test or certification of teachers or education paraprofessionals, including any planning, development,
g/wimplementation, or administration of such test or certification,” and
s.orprohibits ED from “withholding funds from any State educational
leakagency or local educational agency if the State educational agency
or local educational agency fails to adopt a specific method of
://wikiteacher or paraprofessional certification”; and (f) prohibits the “development of a nationwide database of personally identifiable
httpinformation on individuals involved in studies or other collections
of data under this Act” (other than the database on migrant
children and youth authorized under the Migrant Education
program, ESEA Title I-C).




Provision Previous Law No Child Left Behind Act
Miscellaneous provisions Not applicable P.L. 107-110 prohibits the provision of Department of Education
financial assistance to any state or local educational agency or
school which “has a designated open forum or a limited public
forum,” and which discriminates against the Boy Scouts of America,
or “any other youth group listed in Title 36 of the United States
Code (as a patriotic society),” in providing equal access to school
premises or facilities. At the same time, grantee agencies are not
required to sponsor Boy Scout troops or other organizations
affected by this provision.
LEAs receiving ESEA grants must provide to armed services
recruiters the same access to secondary school students as
provided to postsecondary educational institutions and prospective
employers.
Selected major provisions of Not applicable From the Senate-passed version: Mandatory funding at specified
the House- or Senate-levels for Individuals with Disabilities Education Act (IDEA) Part B
passed versions of H.R. 1 thgrants to states; discipline provisions for children with disabilities;
iki/CRS-RL31284(107 Congress) that were not included in the final authorization for up to seven states to eliminate a wide range of program requirements in return for increased accountability in
g/wlegislation terms of pupil outcomes; and requirements regarding pest
s.ormanagement in schools.
leakFrom both the House- and Senate-passed versions: Major
://wikiperformance bonuses or sanctions for states.
httpa. Both the DEOA and other legislation have placed explicit limits on federal control or influence. The DEOA provides that
Section 103 ... The establishment of the Department of Education shall not increase the authority of the Federal Government over education or diminish the responsibility
for education which is reserved to the States and local school systems and other instrumentalities of the States.
(b) No provision of a program administered by the Secretary or by any other officer of the Department shall be construed to authorize the Secretary or any such officer to
exercise any direction, supervision, or control over the curriculum, program of instruction, administration, or personnel of any educational institution, school or school
system, over any accrediting agency or association or over the selection or content of library resources, textbooks, or other instructional materials by any educational
institution or school system, except to the extent authorized by law.
Almost identical provisions are contained in the GEPA. Further, parallel language prohibiting federal control of education systems was adopted in the Improving America’s
Schools Act (IASA, P.L. 103-382), the most recent legislation which comprehensively amended and extended the ESEA before enactment of the NCLB. That version of the
ESEA, now replaced by the NCLB, stated that nothing in the ESEA shall be construed to authorize the federal government to “mandate, direct, or control” a state or LEA’s
curriculum or allocation of state and local resources, or to incur any costs not paid for by aid under ESEA programs.
All of these provisions remain in effect after enactment of the NCLB (including the previous ESEA provision, which is continued in the revised Act).





Wayne C. Riddle, Coordinator Gail McCallion
Specialist in Education Policy Specialist in Social Policy
wriddle@crs.loc.gov, 7-7382 gmccallion@crs.loc.gov, 7-7758
Richard N. Apling David P. Smole
Specialist in Education Policy
dsmole@crs.loc.gov, 7-0624
Jeffrey J. Kuenzi Roger Walke
Specialist in Education Policy Specialist in American Indian Policy
jkuenzi@crs.loc.gov, 7-8645 rwalke@crs.loc.gov, 7-8641